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Senior Municipal Finance Compliance Officer

UBS - Weehawken, NJ

Senior Municipal Finance Compliance Officer Responsibilities : Will provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision. Participate on ..

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Suitability & Conflicts Of Interest Surveillance Analyst

LawCrossing - Nashville, TN

Suitability & Conflicts of Interest Surveillance Analyst Challenge and collaborate with business area personnel, evaluate and challenge policies and procedures, compile and perform data analysis, and ...

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Global e - Discovery Counsel

LawCrossing - New York City, NY

... to e-Discovery and data protection for UBS globally, including implementation of new procedures ... ensure projects and initiatives are compliant with UBS policies, legal, regulatory and business ...

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Branch Examiner

LawCrossing - Boston, MA

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate ...

Global eDiscovery Counsel, Global Complex Cases

UBS - New York City, NY

... to eDiscovery and data protection for UBS globally, including implementation of new procedures ... ensure projects and initiatives are compliant with UBS policies, legal, regulatory and business ...

Software Developer

UBS - Tennessee Ridge, TN

UBS Business Solutions US LLC seeks Authorized Officers, Software\nDevelopers in ...

Assoc. Directors, Contact Center Tech Leads

UBS Business Solutions US LLC - Nashville, AR

UBS Business Solutions US LLC seeks in Nashville, TN to manage dvlpmt projects w/i budget & timeline. Req'mts: Bachelor's or equiv in CS, Comp

OTC Equity Solutions Sales and Marketing

UBS - Weehawken, NJ

... Group , a joint venture between UBS Wealth Management and UBS Investment Bank, based in UBS's corporate ... equity positions. You will work closely with UBS IB traders, legal, credit, and operations ...

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Junior Underwriter - Public Finance

UBS - Weehawken, NJ

Weehawken, NJ, USA Job Type: Permanent, Full time Company: UBS Wealth Management Updated on: 26 Dec 17 2017-12-26 ...

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Regional Sanctions Team Manager

LawCrossing - Weehawken, NJ

Regional Sanctions Team Manager The candidate will coordinate and conduct testing of sanctions-related controls and recommend changes and/or escalate issues as appropriate to include changes made to ...

Regional Sanctions Team Manager

LawCrossing - Stamford, CT

Regional Sanctions Team Manager The candidate will coordinate and conduct testing of sanctions-related controls and recommend changes and/or escalate issues as appropriate to include changes made to ...

Regional Sanctions Team Manager

LawCrossing - New York City, NY

Regional Sanctions Team Manager The candidate will coordinate and conduct testing of sanctions-related controls and recommend changes and/or escalate issues as appropriate to include changes made to ...

Investment Advisory Attorney

LawCrossing - Weehawken, NJ

Investment Advisory Attorney The candidate will be providing dedicated legal support on the development and maintenance of institutional investment advisory programs - from initial strategy to launch. ...

Assistant Operations Manager

LawCrossing - Casper, WY

Assistant Operations Manager The candidate will serve as the primary point of contact for internal and/or external clients on selected topics. Will build and maintain strong relationships and provide ...

Assistant Operations Manager

LawCrossing - Madison, WI

Assistant Operations Manager The candidate will serve as the primary point of contact for internal and/or external clients on selected topics. Will build and maintain strong relationships and provide ...

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