Sort by:  relevance | date
Sponsored Job

Counsel, Enforcement

FINRA. - Los Angeles, CA

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. ..

Sponsored Job

Senior Investigator, Surveillance

FINRA. - Los Angeles, CA

Senior Investigator, Surveillance The candidate conducts reviews and investigations of possible violations of firm rules and federal securities laws with moderate supervision. Demonstrates ability to handle increasingly complex and high-risk investigations. ..

Set your alert for this search:

Set up your FREE JOB ALERT at Granted.com
and be the first one to know when a position is opened.
Sponsored Job

Senior Investigator, Surveillance

FINRA. - Los Angeles, CA

Senior Investigator, Surveillance The candidate conducts reviews and investigations of possible violations of firm rules and federal securities laws with moderate supervision. Demonstrates ability to handle increasingly complex and high-risk investigations. ..

Sponsored Job

Communications Manager, Enforcement

LawCrossing - Los Angeles, CA

Communications Manager, Enforcement The candidate will be responsible for internal and external communications supporting the Enforcement department. Will create content for and manage Enforcement's ...

Sponsored Job

Counsel, Enforcement

LawCrossing - Los Angeles, CA

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the ...

Sponsored Job

Principal Analyst, Risk Monitoring - Medium Diversified

LawCrossing - Los Angeles, CA

Principal Analyst, Risk Monitoring - Medium Diversified The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Will ...

Principal Counsel, Regulatory

LawCrossing - Los Angeles, CA

Principal Counsel, Regulatory The candidate will render legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter ...

Counsel, Enforcement

LawCrossing - Los Angeles, CA

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Will resolve non-complex Enforcement matters ...

Counsel, Enforcement

LawCrossing - Los Angeles, CA

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the ...

Counsel, Data Privacy and Protection

LawCrossing - Los Angeles, CA

Counsel, Data Privacy and Protection Duties: Work closely with the Senior Director and Counsel, Data Privacy & Protection, provides legal advice on sophisticated and high-level initiatives throughout ...

Counsel, Enforcement

LawCrossing - Los Angeles, CA

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the ...

Principal Counsel, Regulatory

LawCrossing - Los Angeles, CA

Principal Counsel, Regulatory The candidate will render legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter ...

Director, MA and SD Operations

LawCrossing - Los Angeles, CA

Director, MA and SD Operations The candidate reports directly to the Vice President, Membership Application Program and Statutory Disqualification. Provides strategic leadership and support to the ...

Counsel, Enforcement

LawCrossing - Los Angeles, CA

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the ...

Fraud Investigator Graduate Internship - Summer 2022

LawCrossing - Los Angeles, CA

Fraud Investigator Graduate Internship - Summer 2022 The intern will assist investigators and managers on investigations involving potentially fraudulent or manipulative activity in securities listed ...

Senior Director, Trading and Execution

LawCrossing - Los Angeles, CA

Senior Director, Trading and Execution Duties: Provides operational support to the SVP, T&E in the administration of the T&E Department. Works closely with the SVP and the Department's senior ...

Regulatory Counsel

LawCrossing - Los Angeles, CA

Regulatory Counsel The candidate will render legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in ...

123

Save jobs and view them from any computer.
You must sign in to save jobs:
Sign in - Create account (it's free)
Close