Back To Search Communication and Training Manager, Privacy (R - 002253)
FINRA. - Rockville, MD
... and Protection Office (“Office”) furthers FINRA’s commitment to the integrity, security, ... all constituents performing work on FINRA’s behalf in regulatory and non-regulatory ... and non-regulatory capacities within all..
Director, Enforcement Data Analytics (R - 002368)
FINRA. - New York City, NY
... Strategic Programs, and collaborates with FINRA Technology to identify resources, tools ... between Enforcement investigators and other FINRA staff, including Enforcement attorneys and ... with Enforcement attorneys and other..
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Senior Director, Legal Technology, OCLO (R - 002373)
FINRA. - Washington, DC
Job Summary: The Senior Director serves as the OCLO technology expert to provide critical leadership and strategic direction in the development and implementation of Office of Chief Legal Officer’s (OCLO)’s strategic ..
Regulatory Policy Specialist, Regulatory (R - 001879)
LawCrossing - Washington, DC
... to comments, displaying advanced understanding of FINRA rules and procedures. Monitors timeframes for ... request decisions before posting to FINRA website. Supports the Appellate attorneys when ...
Associate Principal Analyst, Options Regulation
FINRA. - Jersey City, NJ
... and welfare benefits, and incentive compensation, FINRA offers immediate participation and vesting in a ... practice, employees must also execute FINRAs Employee Confidentiality and Invention Assignment ...
Associate Director, Knowledge Management, OCLO (R - 002252)
LawCrossing - Washington, DC
... timely and relevant information to staff across FINRA, and potentially provide greater information to the ... supervision with the opportunity to collaborate across FINRA in support of the enterprise-wide ...
Principal Counsel, Enforcement (R - 001519)
LawCrossing - Rockville, MD
... Recommend charges and sanctions consistent with FINRA’s priorities and principles; Identify and ... ; Contribute to collaborations with other FINRA departments regarding interpretive or policy issues ...
Associate General Counsel, Labor & Employment (R - 001610)
LawCrossing - Washington, DC
... of labor and employment matters. Represents FINRA before administrative agencies in claims or ... relating to labor and employment. Knowledge of FINRA’s culture, employment policies and practices ...