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American International Group, Inc.

Sr. Branch Office Examiner Job

American International Group, Inc. - Houston, TX

* Conduct approximately 100-120 branch examinations per year.

* Travel independently 50% of the time.

* Schedule and discuss exam expectations with the OSJ and Satellite branches.

* Prepare for each exam by generating and analyzing various reports.

* Review exam findings with RVP, DVP and/or other management-level staff.

* Send exam reports to RVP and DVP/Managers, Supervision and Compliance departments in a timely manner.

* Educate RVP/DVP/Managers, Financial Advisors and support staff on various industry rules, regulations,

and firm policies during the exam.

* Identify and share best practices with RVP/DVP/Branch Managers regarding supervisory systems during the exam.

* Assist Compliance with revising policies and procedures when necessary.

* Assist in the training of new examiners.

* Perform for cause exams as needed.

Position Requirements:

* 2 years industry experience, Compliance or Branch Exams experience preferred.

* FINRA series 7 is required. Series 24 license is preferred or must be obtained within 90 days of employment. Two testing opportunities will be allowed.

* High school diploma required; college degree preferred, or equivalent educational or industry-related


* Knowledge of the retail brokerage business, fee based advisory business and common investment

products including mutual funds, variable annuities, alternative investments, stocks, and bonds.

* Strong verbal and written communications skills required.

* Ability to interpret the Sales Practice Manual, FINRA manual, FINRA Notices to Members, Compliance notices and other publications concerning broker/dealer regulation.

* Proficiency in MS Office.

* Must be detail-oriented, investigative and have the ability to work independently.

* Must have the ability to: Travel via automobile, train, and/or airplane to visit branch offices throughout

the United States in business attire throughout the year; Carry luggage, a briefcase and a company

furnished laptop

About AIG

American International Group, Inc. (AIG) is a leading international insurance organization serving customers in more than 130 countries and jurisdictions. AIG companies serve commercial, institutional, and individual customers through one of the most extensive worldwide property-casualty networks of any insurer. In addition, AIG companies are leading providers of life insurance and retirement services in the United States.

AIG Property Casualty

is a global market leader, one of the few truly global property casualty franchises.

AIG Life and Retirement

is one of the largest life insurance organizations in the U.S., and provides protection, investment and income solutions needed for financial and retirement security.

United Guaranty Corporation

is the marketplace leader in mortgage insurance in the U.S.

Additional information about AIG can be found at

| YouTube


| Twitter

: @AIG_LatestNews | LinkedIn


Job Criteria:

Start Date:

Position Type: Full-Time Permanent

Years of Experience Required:

Education Required:

Overnight Travel:

Vacation Time:

10 days 8 hours ago

American International Group, Inc.


Sr. Branch Office Examiner Job American International Group, Inc. - Houston, TX, United States


Location: Houston, TX

Company Profile:
American International Group, Inc. provides insurance products and services for the commercial, institutional, and individual customers in the United States and internationally. The company operates in two segments: AIG Property Casualty, and AIG Life and Retirement. The AIG Property Casualty segment offers casualty insurance products that cover general liability, commercial automobile liability, workers' compensation, excess casualty, and crisis management insurance; industrial energy-related and commercial property insurance products, which cover exposures to man-made and natural disasters; aerospace, environmental, political risk, trade credit, surety and marine insurance products for small and medium sized enterprises; and various forms of professional liability insurance products. It also provides personal accidental and supplemental health products for individuals, employees, associations, and other organizations; and life products, as well as a range of travel insurance products and services for leisure and business travelers. This segment distributes its insurance products and services through brokers, agents, and direct marketing and partner organizations, as well as the Internet. The AIG Life and Retirement segment offers a suite of products and services to individuals and groups, including term life insurance, universal life insurance, accident and health insurance, fixed and variable group annuities, administrative and compliance services, mutual funds, and financial planning. This segment distributes its products through banks, broker-dealers, financial advisors, independent marketing organizations, insurance agents, structured settlement brokers, benefit consultants, and direct-to-consumer platforms. The company also provides private residential mortgage guaranty insurance and direct investment book services; and derivatives intermediary services. American International Group, Inc. was founded in 1919 and is based in New York, New York.