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Capital One Financial Corporation

Quality Assurance Associate - Anti-Money Laundering (AML)

Capital One Financial Corporation - Wilmington, DE

Oliver Evans (18222), United States of America, Wilmington, DelawareAt Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.Quality Assurance Associate - Anti-Money Laundering (AML)The Quality Assurance Associate in Anti-Money Laundering (AML) performs all quality tasks related to suspicious activity decision investigations for all Business Units to ensure potentially unusual or suspicious activity/transactions are appropriately identified, documented and filed.  Additionally, the AML Quality Associate will escalate any suspicious activity investigation that has not been decisioned appropriately within the Bank Secrecy Act (BSA)/AML framework and company policies and procedures. Responsibilities: - Review Suspicious Activity Reporting decisions to ensure that decision framework is appropriate and thorough- Review Suspicious Activity Reports (SAR) to ensure that all appropriate fields in the SAR form are filled out correctly,  SAR narrative is thorough and appropriate levels of supporting documentation were obtained and maintained within Actimize- Document activity that is out of compliance with BSA regulatory guidance - Document activity that is out of compliance with AML Policies and Procedures- Assist Quality  Manager with developing Quality reporting and metrics- Assist Quality  Manager with maintaining Quality Policies and ProceduresBasic Qualifications: - High school diploma, GED, Equivalent certification or military experience - Experience in Microsoft Office - At least 2 years of Bank Secrecy Act (BSA) investigative experience - At least 2 years of Anti-Money Laundering experiencePreferred Qualifications: - 1 year of AML Quality experience, or 1 year of Quality Control Audit experience- Bachelor's Degree-CAMS certificationAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.,educationRequirements:Oliver Evans (18222), United States of America, Wilmington, DelawareAt Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.Quality Assurance Associate - Anti-Money Laundering (AML)The Quality Assurance Associate in Anti-Money Laundering (AML) performs all quality tasks related to suspicious activity decision investigations for all Business Units to ensure potentially unusual or suspicious activity/transactions are appropriately identified, documented and filed.  Additionally, the AML Quality Associate will escalate any suspicious activity investigation that has not been decisioned appropriately within the Bank Secrecy Act (BSA)/AML framework and company policies and procedures.  Responsibilities: - Review Suspicious Activity Reporting decisions to ensure that decision framework is appropriate and thorough- Review Suspicious Activity Reports (SAR) to ensure that all appropriate fields in the SAR form are filled out correctly,  SAR narrative is thorough and appropriate levels of supporting documentation were obtained and maintained within Actimize- Document activity that is out of compliance with BSA regulatory guidance - Document activity that is out of compliance with AML Policies and Procedures- Assist Quality  Manager with developing Quality reporting and metrics- Assist Quality  Manager with maintaining Quality Policies and Procedures Basic Qualifications: - High school diploma, GED, Equivalent certification or military experience - Experience in Microsoft Office - At least 2 years of Bank Secrecy Act (BSA) investigative experience - At least 2 years of Anti-Money Laundering experience Preferred Qualifications: - 1 year of AML Quality experience, or 1 year of Quality Control Audit experience- Bachelor's Degree-CAMS certificationAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).,employmentType:CV,identifier:R46168,industry:Full time,title:Quality Assurance Associate - Anti-Money Laundering (AML),url:https://www.capitalonecareers.com/job/wilmington/quality-assurance-associate-anti-money-laundering-aml/1732/8223158,hiringOrganization:{@type:Organization,name:Capital One - US},jobLocation:{@type:Place,address:{@type:PostalAddress,addressLocality:Wilmington,addressRegion:Delaware,addressCountry:United States,streetAddress:,postalCode:}}}

24 days 2 hours ago

Capital One Financial Corporation

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Quality Assurance Associate - Anti-Money Laundering (AML) Capital One Financial Corporation - Wilmington, DE, United States

   

Location: Wilmington, DE

Company Profile:
Capital One isn't just concerned with what's in your wallet; it's interested in your bank account as well. The company is best known as one of the largest issuers of Visa and MasterCard credit cards in the US, but it also boasts a banking network of approximately 1,000 branches, mainly in New York, New Jersey, Louisiana, Texas, and the Washington, DC area. Subsidiary ING Direct offers online and direct banking without branches. Capital One, which serves more than 50 million customers in the US, Canada, and the UK, also has units that offer auto financing, write home loans, sell insurance, and manage assets for institutional and high-net-worth clients.