Monitoring and Testing ManagerAlly Financial Inc. - Charlotte, NC
Job Location: Ally, Charlotte, NC, 28230, USA
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**Position Description** The IT/CFO Group Compliance Manager will support the Enterprise Compliance Monitoring and Testing Team in the development, implementation and maintenance of an effective Compliance Monitoring Program framework. This includes an internal control structure, monitoring, and reporting. Will be responsible for implementation of control testing procedures in accordance with Information Technology and CFO Group regulatory requirements. May lead small project teams to support the compliance program. Work may involve analysis of complex problems and evaluations to determine appropriate solution(s). **Job Responsibilities** Serve as a subject matter expert on the implementation and execution of testing Compliance Controls. Identify Compliance Controls in place at the line of business and develop comprehensive test plan to assess the adequacy of each control. Assess the controls design and effectiveness to mitigate compliance risk across all Ally business units. Develop, and execute compliance testing and report results in accordance with the Compliance monitoring and testing program ensuring effective processes and controls are in place to support the current product and customer risk profile. Execute special or enhanced monitoring and testing, as needed, for new, complex, or high-risk requirements, or in response to certain weaknesses discovered through routine self-assessments, monitoring, or testing. Lead discussions with Compliance business partners, Audit, Operational Risk, line of business Quality Control teams, and line of business management to communicate compliance testing scope and test plan. Review risks identified from testing. Assist in communication of Compliance related management issues requiring management attention. Ensure adherence to the Compliance issues management program including timely and accurate updates. Participate in timely responses to regulatory exams and internal audits serving. Assist in preparation of Compliance related management reports. **Qualifications** 5-7 years of compliance, auditing / testing experience including experience developing and communicating test plans and results. Financial services experience strongly preferred; with emphasis on Information Technology and CFO Group (Treasury and Finance) with a working knowledge of applicable law and regulation requirements. Demonstrated ability to interpret and understand laws and regulations, identifying requirements and related controls and developing test plans. Ability to learn new processes, systems and controls quickly, adding immediate value with little training or resources. Strong Microsoft Office skills including Excel, Word and Outlook. Ability to test using multiple techniques including sample testing and data analysis. Ability to quickly develop and build new relationships. Bachelors' degree in business or a related major. Attention to detail and superior written and oral communication skills with a proven ability to communicate and influence effectively at all levels of the organization. Ability to identify and quantify risk and related root cause. Proven ability to simultaneously accomplish multiple tasks assignments and prioritize work as needed to meet business needs. **Ally Overview** Ally Financial Inc. (NYSE: ALLY) is a leading digital financial services company and a top 25 U.S. financial holding company offering financial products for consumers, businesses, automotive dealers and corporate clients. Ally's legacy dates back to 1919, and the company was redesigned in 2009 with a distinctive brand, innovative approach and relentless focus on its customers. Ally has an award-winning online bank (member FDIC), one of the largest full service auto finance operations in the country, a complementary auto-focused insurance business, a growing digital wealth management and online brokerage platform, and a trusted corporate finance business offering capital for equity sponsors and middle-market companies. **Business Unit/Enterprise Function** Compliance and Regulatory Affairs is responsible for driving compliance with laws, regulations and company policies set forth by federal regulators and stakeholders. **Total Rewards Information** Ally's compensation program offers market-competitive base pay and bonus pay potential based on achieving personal and company goals. Plus, we have a flexible paid time-off program with an emphasis on work-life balance. Ally offers a variety of benefits to protect your health and well-being, provide financial security and balance your work-life needs including: Industry-leading 401K Retirement Savings Plan including Matching and Company Contributions Comprehensive wellness program with financial incentives designed to help you achieve your best health Flexible health insurance options including dental and vision Pre-tax Health Savings Account with generous employer contributions Pre-tax dependent care and commuter benefits Other work-life integration benefits including Paid Parental & Caregiver Leave, Adoption Assistance, Back-up Child & Adult/Elder Care, Child Care Discounts, Tuition Reimbursement, LifeMatters Employee Assistance Program, Weight Watchers and other employee discount programs **Ally is an Equal Opportunity Employer** We extend equal employment opportunities to qualified applicants and employees on an equal basis regardless of an individual's age, race, color, sex, religion, national origin, disability, sexual orientation, gender identity or expression, pregnancy status, marital status, military or veteran status, genetic disposition or any other reason protected by law. **Job Title:** Monitoring and Testing Manager **Company:** Ally Financial Inc. **Category:** Compliance **BU Function:** Ally Bank **Requisition ID:** 17-6419
4 days 17 hours ago
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Ally Financial Inc. was founded in 1919 as the General Motors Acceptance Corporation (GMAC), a provider of financing to automotive customers. Since then, the business has expanded to include insurance, direct banking and commercial finance. See the timeline to trace Ally's evolution.
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