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Executive Compliance Director

USAA - Tampa, FL

Job Location: USAA, Tampa, FL, 33603, USA

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Purpose of Job The Executive Director of Compliance – Enterprise Compliance Reporting and Analytics manages and leads a staff in the development and implementation of presentations and reporting for Enterprise Compliance Programs. Provides expertise and analysis on compliance program data and produces presentations based on analysis. Job Requirements Job Responsibilities 1. Provides oversight and manages the changing regulatory environment. Directs the review of state and federal regulatory compliance requirements to include analysis of business impact/operational risk assessment for enacted laws/regulations and recommended company compliance actions to insure regulatory compliance. 2. Proactively identifies strategic and tactical regulatory solutions by providing compliance subject matter expertise for CoSA project/process/product initiatives. Identifies compliance action plans that have regulatory impact on the company's business. Directs research and feasibility studies to assess regulatory compliance impacts and recommended actions on CoSA initiatives. 3. Directs the implementation of appropriate strategic/tactical solutions for compliance business requirements. Ensures adoption and identifies any outstanding compliance issues. 4. Directs the monitoring and managing of regulatory requirements and reporting. Manages federal/state regulatory agency relationships to obtain regulatory approvals and provides required regulatory feedback. Provides oversight for compliance adherence through self-assessment programs and examinations. 5. Responsible for personnel actions for staff to include hiring, coaching, employee development, recognition, performance management, promotions, dismissals, and disciplinary action. Determines action(s) required to best allocate resources. Develops, monitors, and analyzes budgetary and/or operation performance of department resources. *Minimum Experience:* * 10 years reporting and analytics to include 2 compliance reporting. * 4 years of leadership experience. * Bachelor’s Degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree. *Preferred Experience:* * 6 years compliance reporting and analytics in a financial services company. * Proven experience creating reporting and presentations that will be used by Senior Leadership and Board of Directors based on analysis of data. * Advanced proven experience in Microsoft Office products. (Word, PowerPoint, Excel, Charts etc…) * Applies innovative approaches to problem solving. * Grounded in logic, structure and processes and a strategic thinker. * Demonstrated collaboration skills with proven understanding of the business operations in a matrix environment. * Advanced Degree in Data Analytics. In addition to the requirements mentioned above, candidates are also evaluated against job related competencies that are aligned with performance expectations for this role. These competencies are referred to as The USAA Standard and are contained in the attached addendum. *Executive Compliance Director*



14 days 2 hours ago



Executive Compliance Director USAA - Tampa, FL, United States


Location: Tampa, FL

Company Profile:
Since 1922, USAA has served the military and their families. We were here yesterday and we'll be here tomorrow.For more than 85 years, USAA has been committed to service, loyalty, honesty and integrity. It's a strong culture that reflects the character of those we serve. In 1922, when 25 Army officers met in San Antonio and decided to insure each other's vehicles, they could not have imagined that their tiny organization would one day serve 6.4 million members and become the only fully integrated financial services company in America. The mission of the association is to facilitate the financial security of its members, associates, and their families through provision of a full range of highly competitive financial products and services; in so doing, USAA seeks to be the provider of choice for the military community.