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Charles Schwab & Co., Inc

Director - Enterprise Risk Management - Military veterans preferred

Charles Schwab & Co., Inc - San Francisco, CA

\t\t Description: San Francisco - CA, SF211MN, 211 Main St, 94105-1905Brian Parker20171031-5573We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client\u2019s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of \u2018own your tomorrow\u2019 every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.Our Culture:Through Clients\u2019 Eyes:\u00a0https://www.youtube.com/watch?v=Qkic76FWat8\u00a0Our Opportunity:Enterprise Risk Management (ERM) effectively identifies, measures, and manages risk across all subsidiaries and affiliates to support Schwab\u2019s strategic and business objectives.\u00a0The ERM Framework and governance structure enable a comprehensive approach to managing risks encountered by Schwab in its business activities. The ERM team has well-developed risk-management practices and systems of controls that integrate decisions on strategy, risk-appetite setting, and capital planning across Schwab.What you\u2019ll do:Our Enterprise Risk Management Team is looking for a Director to support their growing team.\u00a0 The Director will establish and manage programs or initiatives needed to achieve a higher level of maturity for ERM, such as the annual ERM framework and roadmap refresh, new products risk management and incentive compensation risk management. The Director will create and maintain policies and procedures, prepare executive communication and white papers, and work with the relevant risk management and governance committees to fulfill job responsibilities. The Director will report to the V.P. ERM Program Office, Head of Enterprise Risk Management and may this will be an individual contributor.As a Director, you may be required to take on a role within any of the programs and initiatives within ERMPO. Your responsibilities will include, but not be limited to, the following activities:\u00a0
Plan, organize and execute the annual refresh of the ERM Framework and Roadmap, including facilitating the workshops,\u00a0proposing new components, and editing the documents.
Update and maintain the ERM Framework and Roadmap as needed for business, regulatory and market changes.
Create, establish and maintain other firm-wide\u00a0programs related to risk management, corporate governance or regulatory response as decided by the V.P. ERMPO, including drafting and managing approval of underlying policies.
Lead and manage the new products and services program to effectively document and monitor related risks, including:

Establish and maintain policies, processes and procedures reflecting the program.
Facilitate effective risk assessments of new products and services, both pre-launch and post-implementation, to evaluate if they align with the Firm\u2019s strategic direction and\u00a0established risk appetite.
Assist the product sponsors as needed to drive consistency in documentation of risk assessments and reporting.
Assist the product sponsor in the committee approval process for implementation of new products and services.

Establish and maintain policies and processes to effectively manage risk to the Firm arising from incentive compensation programs, including:

Prepare materials for, facilitate and\u00a0document decisions arising from the relevant management and governance\u00a0committees.
Update and manage the program as needed to reflect business needs and regulatory requirements.

Prepare materials, escalate risks and issues to, and document decisions arising from relevant management and board\u00a0 governance committees.
Escalate significant risk issues to the appropriate risk committee and monitor corrective actions to address issues, where needed.
Display and utilize knowledge of industry oversight bodies, guidelines, laws, and regulations to analyze level and\u00a0type of risk impact to the Firm from new products and services, organizational changes and changes in regulation and operating environment.
Be the primary advocate, subject matter expert, and resource for the organization with respect to ERM-specific policies and procedures and assist with the creation of training or support provided, as deemed necessary, to various stakeholders in order to drive awareness and understanding of enterprise-wide risk.

What you have:Required Qualifications:
At least 5 years of experience in enterprise risk, operational risk or product compliance with a total of over 12 years of professional experience.\u00a0 Or an advanced degree, 5 years of risk experience and a total of 8 years of professional experience.
Financial services industry and risk management experience required, preferably in a\u00a0risk, audit, or compliance role.
Experience in preparing and presenting\u00a0materials to an executive level audience.
Strong project\u00a0management skills, with the ability to effectively manage several projects at once and identify and implement process improvements.
Strong organizational skills and attention to detail in a rapidly changing environment.
Excellent written and verbal communication, document\u00a0editing and storyboarding skills.
Ability to travel occasionally - approximately 10%.
BA/BS degree.\u00a0MBA strongly preferred.

Desired Skills:\u00a0
Knowledge of product risk management or launching or new products.
Knowledge of incentive compensation practices in financial services.
Sharp critical thinking skills (creative, strategic, and practical), ability to focus on the most vital areas, problem-solving skills, and strong business and relationship judgment.
Adept at\u00a0communicating at all levels with the ability to constructively engage a\u00a0diverse group of people in a productive dialogue.
Adept at keeping\u00a0up with industry and risk management evolution, and conceptualizing risk management principles into policy statements and program directives.
Excellent presentation skills with the ability to inform and persuade both orally and in writing.\u00a0 Should be able to facilitate meetings with senior executives.
Proficient\u00a0with Word, PowerPoint, Excel, Outlook and Visio; working knowledge of SharePoint and risk reporting software packages.

What you\u2019ll get:
Comprehensive Compensation and Benefits package
Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts
Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program
Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions
Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships
Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab.Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law. Schwab also does not discriminate against applicants or employees because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. At Schwab, we believe that every employee, through their diverse abilities and experiences, can contribute to our growth, innovation and client loyalty. We embrace diversity and are committed to providing equal opportunity to all employees and applicants. If you have a disability, and require reasonable accommodations in the application process, call Human Resources at 800-725-3535. We will be happy to assist you. Schwab will only share your accommodation request with those individuals who have a specific need to know. The request for an accommodation will not affect Schwab's hiring decisions. All other submissions should be performed online. Charles Schwab & Co., Inc. will consider for employment qualified applicants with criminal histories consistent with San Francisco ordinance 17-14 and federal law and regulations applicable to Charles Schwab.\u00a0\u00a0 \t\t Job Specifications

Relocation Offered?:
No

Work Schedule:
Days

Languages:
English - spoken

Current Licenses / Certifications:
None

Relevant Work Experience:
Financial Services-6 yrs, Financial Services-less than 2 yrs, Regulatory, Financial Services-2-5 yrs, Risk Analysis, Compliance

Position Located In:
CA - San Francisco

Education:
BA/BS

Job Type:
Full Time

\t\t\t\t\t\t Category:Risk Management \t\t Activation Date: Tuesday, December 5, 2017 \t\t Expiration Date: Monday, January 1, 2018 \t\t Apply Here \t
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10 days 8 hours ago

Charles Schwab & Co., Inc

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Director - Enterprise Risk Management - Military veterans preferred Charles Schwab & Co., Inc - San Francisco, CA, United States

   

Location: San Francisco, CA

Company Profile:
The Charles Schwab Corporation provides a full range of securities, brokerage, banking, money management, and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (“Schwab”), Member SIPC, offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank (member FDIC and an Equal Housing Lender), provides deposit and lending services and products. Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned, affiliated with, or supervised by Schwab. Schwab Retirement Plan Services, Inc. and Schwab Retirement Plan Services Company provide recordkeeping and related services with respect to retirement plans. Charles Schwab received the highest numerical score in the J.D. Power 2016 Full Service Investor Satisfaction Study, based on 6,006 responses from 20 firms measuring opinions of investors who used full-service investment institutions and we are surveyed in January 2016. To arrive at the top 50 Most Admired Companies overall (our “All-Stars”), Korn Ferry Hay Group asked 4,000 executives, directors, and securities analysts who had responded to the industry surveys to select the 10 companies they admired most. They chose from a list made up of the companies that ranked in the top 25% in last year’s surveys, plus those that finished in the top 20% of their industry. Anyone could vote for any company in any industry. The difference in the voting rolls is why some results can seem anomalous. For example, St. Jude Medical ranks No. 40 on the overall Most Admired list, returning after a two-year hiatus. But within the medical products and equipment subgroup, St. Jude Medical, based on its peers’ responses, missed the “Industry Standouts” cut by ranking in the bottom half of the group. (0416-EXLH) Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.