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The PNC Financial Services Group

Compliance Testing Specialist

The PNC Financial Services Group - Pittsburgh, PA

Compliance Testing Specialist

in

Pittsburgh

Pennsylvania

274985BR

Auto req ID:

274985BR

HR Job Code:

100430 Compliance Testing Spec

Job Profile:

Implements the business unit compliance testing program to prevent illegal, unethical, or improper business practices.

Plan testing and reviews. Applying risk analysis principles, determine the scope, including focus, objectives, and rationale, and update the scope as needed. Develop testing strategies, including procedures and selection of samples, sample size, and rationale. Responsible for testing and reviews according to the testing plan. Evaluate controls, identifying risks appropriately. Revise review programs as needed to accomplish objectives.

Conduct and manage documentation of the review process. Prepare working papers, ensure that documentation appropriately supports the testing conclusions, and document process flows and describe major processes within the area being reviewed.

Analyze the results of testing and review activities. Analyze exceptions and make recommendations to enhance internal controls and/or increase the efficiency of operations. Ensure that testing is accurate, complete, and in accordance with standards and protocols. Communicate test/review results and issues/concerns to management at the LOB and/or enterprise level, validating and recommending resolutions to issues.

Position City:

OH - Cleveland

Position Title:

Compliance Testing Specialist

Line of Business:

Risk Management

Building Location:

OH001 - PNC Center - Cleveland

Job Type:

Regular

Total Hours Per Week:

40

Travel:

Job Status:

Full Time

Shift:

Daylight

EEO Statement:

PNC provides equal employment opportunity to qualified persons regardless of race, color, sex, religion, national origin, age, sexual orientation, gender identity, disability, veteran status, or other categories protected by law

Location(s):

OH - Miamisburg, PA - Pittsburgh

Required Education and Experience:

Roles at this level typically require a university / college degree with

Job Specific Competencies:

Anti-money Laundering/Sanctions Policies and Procedures - Working Experience

Knowledge of and ability to prevent or report money laundering and Sanctions-related activities in banking and financial services industry.

Quality Management - Subject Matter Expertise

Knowledge of quality management methods, tools, and techniques used to create and support an environment that meets the needs of the organization.

Problem Solving - Extensive Experience

Knowledge of approaches, tools, techniques for recognizing, anticipating, and resolving organizational, operational or process problems; ability to apply this knowledge appropriately to diverse situations.

Accuracy and Attention to Detail - Extensive Experience

Understanding of the necessity and value of accuracy and attention to detail; ability to process information with high levels of accuracy.

Auditing - Working Experience

Knowledge of organization's internal audit processes, practices and methods.

AUDIT AND COMPLIANCE FUNCTION - Working Experience

Knowledge of and ability to manage the major responsibilities, accountabilities, and organization of the Audit and Compliance (A&C) function or department.

Sarbanes-Oxley Compliance - Working Experience

Knowledge of the Sarbanes-Oxley Act (SOX) and ability to implement business processes required to ensure compliance with its tenets.

Internal Controls - Working Experience

Knowledge of and ability to create, implement, evaluate and enhance processes in internal controls.

Fraud Management - Basic Experience

Knowledge of and ability to employ internal controls and to enhance business strategies for the purpose of detecting, correcting and preventing fraudulent activities.

Core Competencies:

Manages Risk - Basic Experience

Assesses and effectively manages all of the risks associated with their business objectives and activities to ensure activities are in alignment with the bank's and unit's risk appetite and risk management framework.

Customer Focus - Working Experience

Knowledge of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions, and ability to leverage that information in creating customized customer solutions.

Position Overview:

Compliance Testing Specialist - Non-BSA/AML Tester

At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. As a Compliance Testing Specialist

on the Enterprise Testing Services – Compliance Testing team, you will be responsible for executing the ETS – Compliance Testing annual plan for one of the following areas: (1) Real Estate Secured Lending, (2) Deposits and Unsecured Lending or (3) Asset Management Group Fiduciary testing.

Your responsibilities may include performing and documenting detailed design, compliance and/or control effectiveness testing, discussing issues with LOB management with the support of experience team members/managers, communicating with ETS – CT management regarding the status of your assignments and contributing to a culture of collaboration. In this role you will be based in Cleveland OH, Miamisburg OH or Pittsburgh PA.

Preferences/Skills:

• Basic Regulatory Risk Exposure

• Experience with compliance and audit functions

• 1 years of relevant experience (testing/auditing)

Preferences/Skills:

Preferences/Skills

• Basic Regulatory Risk Exposure

• Experience with compliance and audit functions

• 1 years of relevant experience (testing/auditing)

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8 days 5 hours ago

The PNC Financial Services Group

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Compliance Testing Specialist The PNC Financial Services Group - Pittsburgh, PA, United States

   

Location: Pittsburgh, PA

Company Profile:
PNC offers a wide range of services for all our customers, from individuals and small businesses, to corporations and government entities. No matter how simple or complicated your needs, we're sure to have the products, knowledge and resources necessary for financial success. Retail Banking We provide deposit, lending, cash management and investment services to more than 6 million consumer and small business customers across 19 states and the District of Columbia. Customers can bank whenever and wherever they want via more than 2,600 branches, online and mobile services along with 9,000 ATM machines, many of which can be used to make deposits and cash checks. The award-winning Virtual Wallet® helps to save and spend smarter, and avoid unnecessary fees. Cash Flow InsightSM is an online resource for small businesses to track and manage cash flow.