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The Hartford Financial Services Group, Inc.

Compliance Specialist

The Hartford Financial Services Group, Inc. - Hartford, CT

Compliance Specialist','1800554','!*!Overview of Position

We are seeking a talented individual to join Group Benefits Compliance. As a member of a cross-functional team, this entry-level role has the opportunity to transition into more senior roles in Compliance and Law in the future, as well as other departments in the company, while developing transferrable skills and gaining knowledge on the insurance industry and its complex regulatory concerns along the way. This position is located in Hartford, Connecticut and will report to the Director of Compliance, Corrective Actions / Risk Assessment.

Job Duties

Support GB Compliance teams with core compliance processes including: corrective action plans (CAPs), environmental scanning, regulatory reporting, advertising review

Assists with the process work related to the CAPs processes, including but not limited to, monthly CAPs preparation, validation processes, reporting

Works with Compliance managers to develop validation plans for individual corrective actions, legislative items requiring changes and in some cases may suggest recommendations/next steps

Assists Compliance director in establishing processes related to controls / control design for compliance projects

Assists with the risk assessment process and control review / design

Assists in gathering relevant documentation, policy information, data pulling and reporting

Assists with records retention activities, workspace creation and maintenance

Supports Compliance Managers and Law in conducting policy or procedural research for any Insurance Department inquiry including complaints and Market Conduct Exams or any other necessary policy, procedural research and policy record production

Liaises with third-party advisers and regulatory authorities


4 year degree or equivalent experience required

Minimum of 3 years’ experience in the insurance industry with broad exposure to company policies and processes

Strong computer skills; advanced knowledge of Microsoft Office (Word, Excel, PowerPoint; SharePoint is a plus)

Experience with technology platforms such as Archer is a plus

Proven experience and knowledge:

Supporting lines of business and or functional areas

Gathering relevant documentation and policy information, conducting procedural and policy research and pulling data via internal tools and applications

Process improvement experience

Desired Traits

Excellent verbal and written communication skills

Strong technical knowledge, analytical and problem solving skills

Interest in the legal and political aspects of the industry and extensive regulatory insurance knowledge preferred

Previous experience with state regulators a plus

Advanced critical thinking skills

Ability to work autonomously  

Highly organized  - with a commitment to quality, accuracy and driving results with an exceptional attention to detail

Demonstrated excellence in work product

Time management skills - ability to multi-task and prioritize to meet deadlines

Flexible – Comfortable with ambiguity; can easily adapt to change

Administrative experience a plus

Work as a Team - easily and inclusively works with others to deliver results

Strive for Excellence – motivated to achieve high standards and continuous improvement with the ability to drive change

Build Strong Partnerships – always acting with sound judgment and integrity

Delivers Outcomes – dependable and accountable


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Equal Opportunity Employer / Females / Minorities / Veterans / Disability / Sexual Orientation / Gender Identity or Expression / Religion / Age


 ','Compliance','United States-Connecticut-Hartford','','Full-time','Individual Contributor','Bachelor's Degree (±16 years)','Standard','Day Job','Regular','Non-exempt','Non-exempt','No','Feb 14, 2018','No','No','Compliance Specialist

10 days 11 hours ago

The Hartford Financial Services Group, Inc.


Compliance Specialist The Hartford Financial Services Group, Inc. - Hartford, CT, United States


Location: Hartford, CT

Company Profile:
The Hartford is in business to protect what is most valuable to customers—their homes, cars, businesses, income, and employees. We help individuals and businesses prepare for the unforeseen with insurance and income protection so they can prevail through loss, accident, or disability.