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Sovereign Bank

Compliance Officer I

Sovereign Bank - Boston, MA

Compliance Officer I','1800998','[POSITION SUMMARY] Ensures day-to-day operations are conducted in compliance with regulatory and legal requirements and the companys policies and procedures by conducting ongoing testing of the business operations and procedures. Performs risk assessments on assigned businesses and reports identified risks. [POSITION DUTIES] Works with business on enhancing or implementing controls to address deficiencies and implementing corrective actions.,Assists in responding to requests from regulators.,Provides support to Compliance Director on projects.,Assists business in addressing exceptions from audits, both internal and external.,Coordinates the review and interpretation of new and pending laws and regulations that potentially affect business operations.,Monitors and tests ongoing activities of assigned business to ensure compliance with regulatory requirements and business procedures. Monitoring may include testing, periodic monitoring, and risk assessments. Escalates deficiencies identified.,Serves as liaison between Compliance and the assigned business on identifying and addressing compliance concerns as changes are made to business processes, new initiatives are undertaken, or new regulations are issued.','[QUALIFICATION] Bachelors Degree or equivalent; 6 years of bank regulatory, compliance, consumer, or commercial experience. [EXPERIENCE] At least 6 years [SPECIALIZED KNOWLEDGE] Ability to develop and maintain close working relationships with assigned businesses.,Excellent verbal and written communication skills.,PC skills; knowledge of Microsoft Office.,Strong organizational skills, including ability to prioritize several projects at a time.,Thorough knowledge of banking laws and regulations and understanding of the financial services regulatory and compliance environment.','General Compliance','Massachusetts-BOSTON','','Full-time','Feb 13, 2018','','false','Compliance Officer I

2 days 23 hours ago

Sovereign Bank


Compliance Officer I Sovereign Bank - Boston, MA, United States


Location: Boston, MA

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