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Prudential Financial, Inc

Compliance Manager

Prudential Financial, Inc - Newark, NJ

Compliance Manager

Risk Type:




The Annuities and Individual Life Insurance (ILI) Compliance Department is seeking a candidate to provide Product Development compliance support to Annuities and ILI businesses, with a primary focus on ILI. The ideal candidate for this position has insurance Product Development compliance experience, possesses strong operational skills, business analytical capabilities, and the ability to drive results to meet deliverables. Experience with fintech/digital insurance or financial services solutions a plus.

The successful candidate will be responsible for providing compliance advice to business partners regarding the practical application of laws and regulations to the development of new annuities and insurance products, the maintenance of existing products, and issues related to in-force annuities and insurance contracts.

The candidate's responsibilities will have a focus on new products or updates to current products and, if possible, digital initiatives. The candidate should be able to work independently in a fast paced and changing environment. Strong technical, organizational, and interpersonal skills are needed, as well as tolerance for shifting responsibilities and priorities. This position will give the successful candidate broad exposure to internal clients and corporate partners (Law, Risk, and Actuarial in particular). This position will be based in Newark, NJ, Shelton, CT, or Hartford, CT and may involve some limited travel.

Minimum 4-6 years insurance product compliance experience

Commensurate experience in marketing compliance, risk management, audit, business operations, fintech/digital, or other relevant professional experience will be considered

Experience with insurance and/or annuities products preferred

Ability to research and problem solve complex issues related to products

Assist in the completion of compliance risk assessments

Provide ongoing training to business partners

Stay abreast of industry developments related to annuities and life insurance products

Strong leadership and relationship management skills, including the ability to interact and influence multiple levels of business management

Self-motivated with strong communication, analytical and problem solving skills

A conscientious, detail-oriented nature

Ability to collaborate across business units, corporate, and control functions

Project management and data analytics experience a plus

Bachelor's Degree strongly preferred and advanced degree a plus

Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.

We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit to learn more about our values, our history and our brand.

Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status, or any other characteristic protected by law.

Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at for more information about doing business with Prudential.

Employment Type:

Full Time


Americas, United States


New Jersey




Post Date:


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7 days 19 hours ago

Prudential Financial, Inc

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Location: Newark, NJ

Company Profile:
For more than 135 years, Prudential Financial, Inc., has helped individual and institutional customers grow and protect their wealth. Today, we are one of the world's largest financial services institutions with operations in the United States, Asia, Europe, and Latin America. We also have one of the most recognized and trusted brand symbols: The Rock ®, an icon of strength, stability, expertise, and innovation. We strive to create long-term value for our stakeholders through strong business fundamentals, consistent with our mission guided by our vision and directed by our company's core values. We are committed to keeping our promises and to doing business the right way.