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Protective Life Corporation

Compliance Analyst

Protective Life Corporation - Birmingham, AL

Compliance Analyst – Advertising Compliance

Job Summary

Protective Life Corporation is hiring an Advertising Compliance Analyst to join the Advertising Compliance team in our Birmingham, Alabama office. The Advertising Compliance Team is responsible for reviewing all advertising for Protective’s family of companies and ensuring that the advertising/marketing materials comply with all laws and regulations.

This position will report to the Advertising Compliance Director and will assist in the review and coordination of advertising compliance activities and, following an interim of training and acclimation to the compliance unit, independently carry out the responsibilities of the role with minimal supervision.

Analyze and review advertising material for accuracy and disclosures with the ability to spot problematic language as identified by our regulators and current regulatory environment

Distribute, follow up, and generally coordinate reviews from internal subject matter experts inside of the Advertising Compliance Database

Collaborate and communicate with marketing and other interested parties about the compliance review and process of advertising pieces as needed

Efficiently and effectively maintain the compliance review workflow by completing reviews within the agreed upon service level agreement but also trying to meet the approval timeline requested

Build and maintain good relationships with marketing, SMEs, internal customer, etc.

Participate in informative meeting about products, services, and upcoming initiatives

Required Experience

BS/BA Degree or equivalent work experience in the insurance or financial services industry

General knowledge of insurance, fixed annuities, and variable annuities

Experience with Microsoft Office Applications (Word, Excel, Power Point)

Preferred Experience

1-3 years of experience with insurance, fixed annuity and variable annuity products

1 year reviewing insurance and annuity advertising material

FINRA Series 63 License

FINRA Series 6 or 7 License

Knowledge and Skills

Ability to multitask and effectively handle multiple advertising submissions in various stages of review

Flexability to prioritize advertising reviews as they are submitted as the priorties and needs change

Effective and professional communications skills both verbal and written

Willingness to participate in training and continued education for new or changing products, services and regulations as well as general corporate news.

Ability and willingness to participate in and manage projects as needed

Ability to perform effectively under pressure

9 days 23 hours ago

Protective Life Corporation


Compliance Analyst Protective Life Corporation - Birmingham, AL, United States


Location: Birmingham, AL

Company Profile:
Protective Life Corporation provides innovative insurance solutions and investment products designed to help clients achieve and maintain financial security. Since the formation of our first subsidiary over 100 years ago, we have remained true to the principles of hard work and integrity. Our core values guide us in all we do: Do the Right Thing, Serve People, Build Trust and Simplify Everything.