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Ameriprise Financial, Inc.

Chief Compliance Officer, Banking \u0026 Cash Solutions

Ameriprise Financial, Inc. - Minneapolis, MN

\u003Cdiv\u003E\u003Cstrong\u003EJob Description\u003C/strong\u003E\u003C/div\u003E\u003Cdiv\u003EThe Chief Compliance Officer for Banking \\u0026 Cash Solutions will be responsible developing, implementing, administering and enhancing all aspects of the Compliance Program focused on banking products such as personal trust services, deposits, lending, etc., while creating a \\\culture of compliance\\\. This includes ensuring controls are in place to meet regulatory expectations under the oversight of the Office of the Comptroller of Currency (OCC).\u003C/div\u003E\u003Cdiv\u003E\u003Cstrong\u003EResponsibilities\u003C/strong\u003E\u003C/div\u003E\u003Cdiv\u003E* Ensure the Banking \u0026 Cash Solutions business unit remains \safe and sound\ and fully compliant with company policy and all applicable regulations. \u003Cbr\u003E* Works closely with the department managers; develops strategic plans, reviews reports; organizes plans and makes recommendations for major compliance initiatives involving functional changes within the business and budgets.\u003Cbr\u003E* Works closely with the Bank's Risk Management and Controls team and various departments in identifying, defining, and re-mediating various risk-related issues in attaining established compliance goals as directed by the Board of Directors and Senior Management.\u003Cbr\u003E* Drive a \\\culture of compliance\\\ across business unit. \u003Cbr\u003E* Ensures timely distribution of related materials and publications to designated personnel.\u003Cbr\u003E* Conducts compliance training presentations and exercises with all Bank personnel, including material presented to employees during the new hire orientation process\u003Cbr\u003E* Ensure program expectations are met, including Bank Privacy Act, Investment Advisory Act, Business Continuity, Information Security and other regulatory and cross organizational requirements and obligations as applicable. \u003Cbr\u003E* Work closely with marketing, product and business development groups to ensure that all programs are in compliance with laws and regulations.\u003Cbr\u003E* Partner with the General Counsel's Organization and other cross-Enterprise groups in managing regulatory compliance-related issues and audits.\u003Cbr\u003E* Manage overall Compliance Program including 3-5 staff members and in partnership with other Compliance department functional utilities (e.g. Complaints, AML, Privacy, etc.).\u003Cbr\u003E\u003C/div\u003E\u003Cdiv\u003E\u003Cstrong\u003ERequired Qualifications\u003C/strong\u003E\u003C/div\u003E\u003Cdiv\u003E* Bachelors degree or equivalent.\u003Cbr\u003E* 5 years relevant experience.\u003Cbr\u003E* Strong knowledge of consumer banking and trust laws and regulations\u003Cbr\u003E* Direct experience leading elements of a financial services company compliance program.\u003Cbr\u003E* Understanding of banking systems and processes.\u003Cbr\u003E* Leadership experience and the ability to influence decisions.\u003Cbr\u003E* Excellent oral and written communications skills.\u003Cbr\u003E* Ability to lead and influence effectively across a matrix organization.\u003Cbr\u003E\u003C/div\u003E\u003Cdiv\u003E\u003Cstrong\u003EPreferred Qualifications\u003C/strong\u003E\u003C/div\u003E\u003Cdiv\u003E* JD or other advanced degree.\u003Cbr\u003E* Broad understanding of various financial services companies.\u003Cbr\u003E* Background in banking activities sold or serviced through broker-dealers.\u003Cbr\u003E* Strong trust services background.\u003Cbr\u003E* Professional accreditation such as a Certified Community Banking Compliance Officer (CCBCO), Certified Anti-Money Laundering Specialist (CAMS) or other.\u003C/div\u003E\u003Cdiv\u003E\u003Cstrong\u003EAbout Our Company\u003C/strong\u003E\u003C/div\u003E\u003Cdiv\u003EWith the right company, life can be brilliant. At Ameriprise, we're not just in the business of managing our clients' finances - we also help our advisors and employees reach their true potential, too. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You'll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step to create a brilliant career at Ameriprise Financial.\u003C/div\u003E\u003Cimg src=\\u0026c=19\u0026mc=imp\u0026pli=23973927\u0026PluID=0\u0026ord=[timestamp]\u0026rtu=-1\\u003E\u003Cdiv\u003EWe are an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other protected characteristic. The EEO is the Law poster is available \u003Ca href=\\ target=\_blank\\u003Ehere\u003C/a\u003E.\u003C/div\u003E\u003Cdiv\u003EVEVRAA Federal Contractor\u003C/div\u003E\u003Cdiv\u003EWe request Priority Protected Veteran \u0026 Disabled Referrals for all of our locations within the state.\u003C/div\u003E,datePosted:2018-06-27,employmentType:FULL_TIME,industry:Financial,hiringOrganization:{@type:Organization,name:Ameriprise Financial},identifier:{@type:PropertyValue,name:Ameriprise Financial,value:11872BR},jobLocation:{@type:Place,address:{@type:PostalAddress,addressCountry:US,streetAddress:,addressLocality:Minneapolis,addressRegion:MN,postalCode:55401}}}

16 days 16 hours ago

Ameriprise Financial, Inc.


Chief Compliance Officer, Banking \u0026 Cash Solutions Ameriprise Financial, Inc. - Minneapolis, MN, United States


Location: Minneapolis, MN

Company Profile:
Ameriprise Financial is a global financial leader. Integrity has been a core value since we were founded by John Tappan in 1894. It's how, through panics, recessions, the Great Depression and the recent Great Recession, we've grown into a global financial leader. We've never taken a bailout. Never lost our focus on our clients. That's who we are. During trying economic times our strength, integrity, our breadth of services and personal relationships have made us America’s leader in financial planning.