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State Street Corporation.

Business / Operational Audit, Senior Associate

State Street Corporation. - Boston, MA

Job Description:

The Quality Assurance over Regulatory Reporting team within the Controllers Organization is a second line of defense group.  They are responsible for the independent verification of controls and processes over regulatory reporting, including reviewing for compliance with relevant regulations. The team works closely with other functions across Finance, Global Treasury, Risk Management and Business Units, as well as other assurance functions, namely Corporate Audit.

Execute a framework to test if the internal systems supporting compliance with regulatory requirements and expectations are properly designed, documented and implemented and  include appropriate governance and data quality controls

Document process flows to identify controls and control gaps

Challenge, assess, detail test the design and operating effectiveness of controls

Document testing results in work papers

Assist in the identification and risk assessment of issues and work with management to track issues to resolution

Develop subject matter expertise in regulatory requirements, best practices and expectations

Report the results of your work to your FRA manager

Build relationships with key business stakeholders

Interact with business groups

Requirements

Bachelor’s degree or equivalent in accounting or finance

Familiarity with FRB regulations and SEC requirements associated with the Financial Services Industry

Auditing skills and experience in the review and interpretation of regulatory requirements

Exceptional analytical and critical thinking abilities; able to develop and convey a point of view

Strong interpersonal, oral and written communication skills; ability to effectively challenge and influence

Strong attention to detail and accuracy

Ability to multi-task and take on a challenging workload and assignments

Ability to be proactive with minimal direction, ability to work independently and meet deadlines

Inquisitive and curious about business and functions, strong desire to learn

High energy and positive attitude

Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude.

Ability to thrive in a team environment, working collaboratively with others

Apply Now

Document process flows to identify controls and control gaps

Challenge, assess, detail test the design and operating effectiveness of controls

Document testing results in work papers

Assist in the identification and risk assessment of issues and work with management to track issues to resolution

Develop subject matter expertise in regulatory requirements, best practices and expectations

Report the results of your work to your FRA manager

Build relationships with key business stakeholders

Interact with business groups

Requirements Bachelor’s degree or equivalent in accounting or finance

Familiarity with FRB regulations and SEC requirements associated with the Financial Services Industry

Auditing skills and experience in the review and interpretation of regulatory requirements

Exceptional analytical and critical thinking abilities; able to develop and convey a point of view

Strong interpersonal, oral and written communication skills; ability to effectively challenge and influence

Strong attention to detail and accuracy

Ability to multi-task and take on a challenging workload and assignments

Ability to be proactive with minimal direction, ability to work independently and meet deadlines

Inquisitive and curious about business and functions, strong desire to learn

High energy and positive attitude

Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude.

Ability to thrive in a team environment, working collaboratively with others

More Info

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19 days 14 hours ago

State Street Corporation.

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Please review all application instructions before applying.

Location: Boston, MA

Company Profile:
State Street is a leading financial services provider serving some of the world’s most sophisticated institutions. We offer a flexible suite of services that spans the investment spectrum, including investment management, research and trading, and investment servicing.