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TD Ameritrade IP Company, Inc

Analyst, Brokerage Operations Systems - Military veterans preferred

TD Ameritrade IP Company, Inc - Fort Worth, TX


An innovative culture has long been part of TD Ameritrade. Our clients are at the heart of everything we do, and we transform our business so that they can achieve success.\u00a0 We are enablers\u2026for our clients, for each other, and for the communities where we live and work. We build a culture that reflects our core values, fosters collaboration and courage, and allows us to execute and innovate as a team.\u00a0 TD Ameritrade Brokerage Operations is looking for problem solvers, critical thinkers, and team players who want to be energized, developed and rewarded.
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The focus of the Analyst is to work with business owners to develop and execute EUC (End User Computing)\u00a0solutions to solve business deficiencies, and provide technical support to cross-functional teams and management.

Encompasses Wealth Management Services:\u00a0 Alternative Investments and Mutual Funds
Performs analysis and development tasks for TD Ameritrade\u2019s brokerage applications and systems
Understand special agreements and file specifications between TD Ameritrade, third parties, and/or the Client/Advisor(s)
Successful and accurate processing and reconciliation is critical to TD Ameritrade\u2019s brand value and Regulatory compliant name it withholds in the industry
Provides a mechanism for the department to enhance systems and processes in efforts to remain compliant with industry Regulations as well as make strides in Client value streams
Manage towards forecasted and stated project goals
Handle issue resolution type of requests where business solutions are required on the fly
Interacts with external clients primarily through trade processing or answering business calls/emails

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Constant analysis of processes, system changes, third party system changes and specific processing requirements
Perform application design tasks of a moderate to high complexity which may require research and analysis
Analyze and interpret process information and appropriate setup in TD Ameritrade systems
Perform system design and specification development, program logic and flow-charting, testing, debugging, and documentation
Works independently and with supervisory review on moderate to highly complex programming tasks. Provides analysis of problems and recommends solutions.\u00a0 Prepares program specifications and develops coding logic flowcharts
Work closely with internal and external business partners to develop risk management tools, processes, and procedures
Evaluate errors and assist in identifying sources and remediation of causes
Escalate procedural deficiencies and offer solutions
Identify, mitigate, and remediate system issues affecting the client/advisor or business units request, inquiry, etc.
Providing technology or process enhancement solutions to Management
Prepare business partners for change in process in response to system changes or Regulatory requirements
Work closely with external business partners to align processes and procedures to benefit customer base

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Requirements:
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Knowledge in the specific Business Processes and Back Office/Middle Office Brokerage systems
Documented success of process/system enhancements that align to business needs
Documented experience with the project lifecycle and successful release of large technology projects
Ability to perform in an intense and high volume environment and rectify issues that may result in money risk to the client or TD Ameritrade
Series 7 & 63 required, 24 preferred
High School Diploma or Equivalent
4 year college degree in Finance/Technology or a related major preferred
1 to 3 years Brokerage Experience
3 to 5 years of Total Experience
Military education or experience may be considered in lieu of civilian requirements listed

8 days

TD Ameritrade IP Company, Inc

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Analyst, Brokerage Operations Systems - Military veterans preferred TD Ameritrade IP Company, Inc - Fort Worth, TX, United States

   

Location: Fort Worth, TX

Company Profile:
When the Securities and Exchange Commission eliminated the practice of fixed brokerage commissions on May 1, 1975, none of the major brokerage firms at the time thought anyone would ‘break ranks’ and offer discounted commissions. But, a handful of small firms, including First Omaha Securities, Inc., saw a unique opportunity. First Omaha Securities evolved into TD Ameritrade, and for over 35 years has remained a pioneer in an industry that continues to innovate new ways that make Wall Street more accessible to the individual investor. In the 1980s and 1990s, TD Ameritrade pioneered a number of ‘firsts,’ leveraging technology to make investing easier, faster, and more efficient. In 1988, the company was the first to offer touch-tone phone trading. And, in 1995 it acquired K. Aufhauser & Co., which was credited with executing the first online trade in 1994. Following its Initial Public Offering (IPO) in March 1997, the company combined its various brokerage units into one broker dealer, Ameritrade, Inc., and launched its first national advertising campaign, complete with a pricing philosophy that continues today.