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Simon Compliance

About Simon Compliance

Our streamlined, cost-effective model helps create custom-tailored compliance programs designed by former regulators. By outsourcing with us, firms free up internal resources and gain market perspective from our work with other similarly situated firms. Our practical approach is built on accessibility and responsiveness. We believe in giving answers, providing education, and collaborating with our clients. Each client receives a carefully considered, customized plan to meet their compliance needs now and in the future.

Area of practice

Simon Compliance practices law in the following areas and works with its clients to provide the best possible legal solutions.

  • Securities Compliance
  • Private Equity
  • Hege Fund
  • Registered Investment Adviser
  • Futures
  • CFTC/NFA
  • SEC
  • Broker-Dealer
  • FINRA
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Simon Compliance LOCATIONS

GREAT GIG

Simon Compliance Headquarters

180 North LaSalle Street ,
Suite 3000
Chicago, Illinois
60601

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Simon Compliance

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